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INL INP
INL INP
INL/INP - Investec - FORM 8 (DD)
Investec Limited Investec plc
Incorporated in the Republic of South Incorporated in England and Wales
Africa Registration number 3633621
Registration number 1925/002833/06 JSE share code: INP
JSE share code: INL ISIN: GB00B17BBQ50
ISIN: ZAE000081949
(jointly "Investec")
As part of the dual listed company structure, Investec plc and Investec
Limited notify both the London Stock Exchange and the JSE Limited of matters
which are required to be disclosed under the Disclosure, Transparency and
Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the
JSE Listing Requirements.
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC BANK PLC / INVESTEC
person acting in concert making the LTD
disclosure:
(b) Owner or controller of interests and
short positions disclosed, if different from
1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name
of offeror/offeree)
(e) Date dealing undertaken: 06/10/2011
(f) Has the party previously disclosed, or is YES - INVESTEC LTD &
it today disclosing, under the Code in respect EVOLUTION GROUP PLC
of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror
or offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities
owned and/or controlled: 22,705,746 4.1860 0 0.0000
(2) Derivatives (other than
options):
(3) Options and agreements
to purchase/sell: 3,215 0.0006 114,106 0.0210
TOTAL: 22,708,961 4.1866 114,106 0.0210
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in
relation to which subscription right
exists:
Details, including nature of the
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit
security
ZAR (Cents)
Ordinary Purchase 1,177 4248
Ordinary Purchase 1,190 4264
Ordinary Purchase 5,170 4265
Ordinary Purchase 5,842 4267
Ordinary Purchase 3,889 4268
Ordinary Purchase 2,380 4269
Ordinary Purchase 8,006 4270
Ordinary Purchase 6,761 4271
Ordinary Purchase 2,107 4274
Ordinary Purchase 1,032 4277
Ordinary Purchase 1,078 4280
Ordinary Purchase 2,648 4282
Ordinary Purchase 1,032 4283
Ordinary Purchase 1,032 4284
Ordinary Purchase 3,849 4284
Ordinary Purchase 2,326 4285
Ordinary Purchase 3,686 4287
Ordinary Purchase 1,306 4288
Ordinary Purchase 1,887 4289
Ordinary Purchase 3,835 4290
Ordinary Purchase 589 4291
Ordinary Purchase 500 4291
Ordinary Purchase 1,511 4292
Ordinary Purchase 4,425 4293
Ordinary Purchase 4,196 4294
Ordinary Purchase 2,095 4295
Ordinary Purchase 1,032 4296
Ordinary Purchase 2,097 4297
Ordinary Purchase 3,950 4298
Ordinary Purchase 600 4298
Ordinary Purchase 7,079 4298
Ordinary Purchase 11,149 4299
Ordinary Purchase 490 4300
Ordinary Purchase 4,800 4300
Ordinary Purchase 1,000 4300
Ordinary Purchase 536 4300
Ordinary Purchase 11,255 4300
Ordinary Purchase 1,203 4302
Ordinary Purchase 1,032 4304
Ordinary Purchase 1,303 4304
Ordinary Purchase 1,032 4305
Ordinary Purchase 292 4305
Ordinary Purchase 10,036 4306
Ordinary Purchase 9,623 4307
Ordinary Purchase 17,395 4308
Ordinary Purchase 14,872 4309
Ordinary Purchase 4,958 4310
Ordinary Purchase 2,756 4311
Ordinary Purchase 1,032 4312
Ordinary Purchase 4,337 4312
Ordinary Purchase 16,727 4313
Ordinary Purchase 150 4314
Ordinary Purchase 4,326 4314
Ordinary Purchase 500 4315
Ordinary Purchase 1,158 4315
Ordinary Purchase 170 4316
Ordinary Purchase 2,087 4316
Ordinary Purchase 6,260 4317
Ordinary Purchase 200 4318
Ordinary Purchase 8,307 4318
Ordinary Purchase 250 4319
Ordinary Purchase 400 4320
Ordinary Purchase 834 4320
Ordinary Purchase 1,608 4321
Ordinary Purchase 7,104 4322
Ordinary Purchase 1,032 4323
Ordinary Purchase 7,818 4323
Ordinary Purchase 1,032 4324
Ordinary Purchase 7,060 4324
Ordinary Purchase 250 4325
Ordinary Purchase 1,534 4325
Ordinary Purchase 3,504 4326
Ordinary Purchase 1,943 4327
Ordinary Purchase 1,032 4328
Ordinary Purchase 1,032 4329
Ordinary Purchase 1,058 4332
Ordinary Purchase 1,210 4340
Ordinary Sale -1,032 4290
Ordinary Sale -16,218 4291
Ordinary Sale -1,032 4291
Ordinary Sale -9,428 4291
Ordinary Sale -1,032 4293
Ordinary Sale -101 4293
Ordinary Sale -1,032 4294
Ordinary Sale -1,032 4295
Ordinary Sale -2,500 4300
Ordinary Sale -500 4300
Ordinary Sale -1,842 4309
Ordinary Sale -222 4312
Ordinary Sale -1,032 4314
Ordinary Sale -1,032 4316
Ordinary Sale -1,000 4316
(b) Derivatives transactions
(other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing reference unit
security e.g. CFD a long/short securities
position,
increasing/reducing a
long/short position
(c) Options transactions in
respect of existing securities
(i) Writing, selling,
purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant descrip purchasing, securitie price e.g. date money
security tion selling, s to per unit American, paid/
e.g. varying which European received
call etc. option etc. per unit
option relates
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including
subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and
other monetary amounts should
be stated.
Where there have been dealings
in more than one class of
relevant securities of the
offeror or offeree named in
1(c), copy table 3(a), (b), (c)
or (d) (as appropriate) for
each additional class of
relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other
dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party to
the offer or person acting in concert making the disclosure and any other
person:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements
or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None.
(c) Attachments
Are any Supplemental Forms
attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 07/10/2011
Contact name: Gary Darch
Telephone number: 0207 597 4549
Public disclosures under Rule 8
of the Code must be made to a
Regulatory Information Service
and must also be emailed to the
Takeover Panel at
monitoring@disclosure.org.uk.
The Panel`s Market Surveillance
Unit is available for
consultation in relation to the
Code`s dealing disclosure
requirements on +44 (0)20 7638
0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC BANK PLC/LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Put Option Purchased 4,760 ZAR 42 American 15/12/2011
ordinary
0.02p Put Option Purchased 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Call Option Written 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Futures Purchased 715 European 15/12/2011
ordinary
0.02p Put Option Purchase 2,500 ZAR 46 American 15/12/2011
ordinary
0.02p Futures Written 9,346 European 15/12/2011
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or
position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open
Positions) with regard to contracts for differences ("CFDs") or spread
bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in
relation to the Code`s dealing disclosure requirements on +44 (0)20 7638
0129.
The Code can be viewed on the Panel`s website at
www.thetakeoverpanel.org.uk.
Date: 07/10/2011 11:55:04 Produced by the JSE SENS Department.
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