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FSE
FSE
FSE - Firestone Energy Limited - Appendix 3B New issue announcement,
application for quotation of additional securities and agreement
FIRESTONE ENERGY LIMITED
(Incorporated in Australia)
(Registration number ABN 058 436 794)
Share code on the JSE Limited: FSE
Share code on the ASX: FSE
ISIN: AU000000FSE6
(SA company registration number 2008/023973/10)
("FSE" or "the Company")
Appendix 3B New issue announcement, application for quotation of additional
securities and agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX`s property and may
be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.
Name of entity
Firestone Energy Limited
ABN
71 058 436 794
We (the entity) give ASX the following information.
Part 1 All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of +securities issued or to be issued Convertible Notes
2 Number of +securities issued or to be issued 3 x A$100,000 notes,
(if known) or maximum number which may be converts to 15,000,000
issued shares at 2cents per
share
3 Principal terms of the +securities (eg, if As per amended terms of
options, exercise price and expiry date; if the convertible note
partly paid +securities, the amount deed announced to the
outstanding and due dates for payment; if market on 23 August
+convertible securities, the conversion price 2010 the following
and dates for conversion) applies to this issue.
3 x $100,000 converts
to 15,000,000 ordinary
shares (2.0 cps
conversion)
General Terms of the
Convertible Notes
First repayment date is
19 October 2014
Notes are unsecured
Interest is payable on
a semi-annual basis at
10% per annum
Do the +securities rank equally in all Only once conversion
respects from the date of allotment with an takes place.
existing +class of quoted +securities?
If the additional securities do not rank
equally, please state:
the date from which they do
the extent to which they participate for the
next dividend, (in the case of a trust,
distribution) or interest payment
the extent to which they do not rank equally,
other than in relation to the next dividend,
distribution or interest payment
5 Issue price or consideration 3 x A$100,000 notes =
$300,000
6 Purpose of the issue Meeting all
(If issued as consideration for the commitments due to its
acquisition of assets, clearly identify those Joint Venture partner,
assets) Sekoko Coal (PTY)
Limited and working
capital requirements,
as announced to Market
on 11 September 2009.
7 Dates of entering 19 October 2011
+securities into
uncertificated holdings or
despatch of certificates
Number +Class
8 Number and +class of all 2,958,675 Ordinary fully paid shares
+securities quoted on ASX ,784 (FSE)
(including the securities in
clause 2 if applicable)
FSEO: Options exercisable at
48,395,00 $0.04 per share and expiring
0 on 31 May 2014.
Number +Class
9 Number and +class Unlisted Options Unlisted Options
of all +securities Exercise Expiry
not quoted on ASX 30,000,000 FSEAK 5 cents 30 Nov 12
(including the 110,000,000 FSEAM 6 cents 31 May 13
securities in 96,904,767 FSEAO 6 cents 30 Jun 13
clause 2 if 25,875,000 FSEAI 6 cents 30 Jun 14
applicable)
Unlisted Convertible Conversion number-
Notes Variable per Note
Repayment dates -
Con Note 1 - 12 FSEAQ 2 October 2012
Con Note 2 - 3 FSEAS 16 November 2012
Con Note 3 - 3 FSEAU 18 December 2012
Con Note 4 - 3 FSEAY 21 January 2013
Con Note 5- 3 FSEAW 23 February 2013
Con Note 6 - 3 FSEAZ 23 March 2013
Con Note 7 - 3 FSEAA 30 April 2010
Con Note 8 - 1 x 04 June 2013
($500k) 04 June 2013
4 x ($100k) 13 July 2013
Con Note 9 - 9 x 8 November 2013
($100k) 23 November 2013
Con Note 13 - 6 x 22 December 2013
($100k) 24 January 2014
Con Note 14 - 6 x 22 February 2014
($100k) 24 May 2014
Con Note 15 - 6 x 22 June 2014
($100k) 19 October 2014
Con Note 16 - 6 x
($100k)
Con Note 17 - 9 x
($100k)
Con Note 20 - 6 x
($100k)
Con Note 21 - 3 x
($100k)
Con Note 22 - 3 x
($100k)
10 Dividend policy The Company may pay dividends to ordinary
(in the case of a shareholders as the directors resolve.
trust,
distribution
policy) on the
increased capital
(interests)
Part 2 Bonus issue or pro rata issue
11 Is security holder approval required? N/A
12 Is the issue renounceable or non- N/A
renounceable?
13 Ratio in which the +securities will be N/A
offered
14 +Class of +securities to which the offer N/A
relates
15 +Record date to determine entitlements N/A
16 Will holdings on different registers (or N/A
subregisters) be aggregated for calculating
entitlements?
17 Policy for deciding entitlements in relation N/A
to fractions
18 Names of countries in which the entity has N/A
+security holders who will not be sent new
issue documents
Note: Security holders must be told how
their entitlements are to be dealt with.
Cross reference: rule 7.7.
19 Closing date for receipt of acceptances or N/A
renunciations
20 Names of any underwriters N/A
21 Amount of any underwriting fee or commission N/A
22 Names of any brokers to the issue N/A
23 Fee or commission payable to the broker to N/A
the issue
24 Amount of any handling fee payable to N/A
brokers who lodge acceptances or
renunciations on behalf of +security holders
25 If the issue is contingent on +security N/A
holders` approval, the date of the meeting
26 Date entitlement and acceptance form and N/A
prospectus or Product Disclosure Statement
will be sent to persons entitled
27 If the entity has issued options, and the N/A
terms entitle option holders to participate
on exercise, the date on which notices will
be sent to option holders
28 Date rights trading will begin (if N/A
applicable)
29 Date rights trading will end (if applicable) N/A
30 How do +security holders sell their N/A
entitlements in full through a broker?
31 How do +security holders sell part of their N/A
entitlements through a broker and accept for
the balance?
32 How do +security holders dispose of their N/A
entitlements (except by sale through a
broker)?
33 +Despatch date N/A
Part 3 Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) XSecurities described in Part 1.
(b) All other securities
Example: restricted securities at the end of
the escrowed period, partly paid securities
that become fully paid, employee incentive
share securities when restriction ends,
securities issued on expiry or conversion of
convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are
providing the information or
documents
35 If the +securities are +equity securities, the names of the 20
largest holders of the additional +securities, and the number
and percentage of additional +securities held by those holders
36 If the +securities are +equity securities, a distribution
schedule of the additional +securities setting out the number of
holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional +securities
Entities that have ticked box 34(b)
38 Number of securities for which +quotation is N/A
sought
39 Class of +securities for which quotation is N/A
sought
40 Do the +securities rank equally in all respects N/A
from the date of allotment with an existing
+class of quoted +securities?
If the additional securities do not rank equally,
please state:
the date from which they do
the extent to which they participate for the next
dividend, (in the case of a trust, distribution)
or interest payment
the extent to which they do not rank equally,
other than in relation to the next dividend,
distribution or interest payment
41 Reason for request for quotation now N/A
Example: In the case of restricted securities,
end of restriction period
(if issued upon conversion of another security,
clearly identify that other security)
Number +Class
42 Number and +class of all +securities quoted on N/A N/A
ASX (including the securities in clause 38)
Quotation agreement
1 +Quotation of our additional +securities is in ASX`s absolute discretion.
ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
* The issue of the +securities to be quoted complies with the law and is not
for an illegal purpose.
* There is no reason why those +securities should not be granted +quotation.
* An offer of the +securities for sale within 12 months after their issue
will not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for
the securities in order to be able to give this warranty
* Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any +securities to be quoted and
that no-one has any right to return any +securities to be quoted under
sections 737, 738 or 1016F of the Corporations Act at the time that we
request that the +securities be quoted.
* If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the
time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of
any claim, action or expense arising from or connected with any breach of
the warranties in this agreement.
4 We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying
on the information and documents. We warrant that they are (will be) true
and complete.
19 October 2011
Company Secretary
Jerry Monzu
Pretoria
Sponsor
River Group
Date: 19/10/2011 11:51:03 Produced by the JSE SENS Department.
The SENS service is an information dissemination service administered by the
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howsoever arising, from the use of SENS or the use of, or reliance on,
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