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INL INP
INL INP
INL/INP - Investec - Form 8 (DD)
Investec Limited Investec plc
Incorporated in the Republic of South Incorporated in England and Wales
Africa Registration number 3633621
Registration number 1925/002833/06 JSE share code: INP
JSE share code: INL ISIN: GB00B17BBQ50
ISIN: ZAE000081949
(jointly "Investec")
As part of the dual listed company structure, Investec plc and Investec
Limited notify both the London Stock Exchange and the JSE Limited of matters
which are required to be disclosed under the Disclosure, Transparency and
Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the
JSE Listing Requirements.
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC BANK PLC / INVESTEC
person acting in concert making the LTD
disclosure:
(b) Owner or controller of interests and
short positions disclosed, if different from
1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name
of offeror/offeree)
(e) Date dealing undertaken: 24/10/2011
(f) Has the party previously disclosed, or is YES - INVESTEC LTD & EVOLUTION
it today disclosing, under the Code in respect GROUP PLC
of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror
or offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities
owned and/or controlled: 23,249,953 4.2863 0 0.0000
(2) Derivatives (other than
options):
(3) Options and agreements
to purchase/sell: 3,215 0.0006 114,106 0.0210
TOTAL: 23,253,168 4.2869 114,106 0.0210
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in
relation to which subscription right
exists:
Details, including nature of the
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit ZAR
security (Cents)
Ordinary Purchase 1,240 4726
Ordinary Purchase 14,770 4730
Ordinary Purchase 1,240 4730
Ordinary Purchase 300 4739
Ordinary Purchase 1,653 4744
Ordinary Purchase 1,033 4746
Ordinary Purchase 25,000 4747
Ordinary Purchase 826 4749
Ordinary Purchase 1,240 4762
Ordinary Purchase 1,000 4770
Ordinary Purchase 70 4789
Ordinary Purchase 140 4791
Ordinary Purchase 100 4793
Ordinary Purchase 130 4794
Ordinary Purchase 190 4795
Ordinary Purchase 200 4795
Ordinary Purchase 150 4800
Ordinary Purchase 120 4800
Ordinary Purchase 50,000 4800
Ordinary Purchase 950 4803
Ordinary Purchase 210 4805
Ordinary Purchase 270 4806
Ordinary Purchase 50 4806
Ordinary Purchase 80 4806
Ordinary Purchase 340 4806
Ordinary Purchase 70 4806
Ordinary Purchase 1,700 4810
Ordinary Purchase 120 4812
Ordinary Purchase 4,048 4812
Ordinary Purchase 2,550 4815
Ordinary Purchase 180 4815
Ordinary Purchase 200 4815
Ordinary Purchase 220 4815
Ordinary Purchase 50 4815
Ordinary Purchase 45,952 4815
Ordinary Sale -5,723 4730
Ordinary Sale -950 4760
Ordinary Sale -320 4785
Ordinary Sale -612 4815
Ordinary Sale -200 4820
(b) Derivatives transactions
(other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in
respect of existing securities
(i) Writing, selling,
purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option
relevant descripti purchasing, of price e.g. date money
security on e.g. selling, securiti per unit American, paid/
call varying es to European received
option etc. which etc. per unit
option
relates
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including
subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and
other monetary amounts should
be stated.
Where there have been dealings
in more than one class of
relevant securities of the
offeror or offeree named in
1(c), copy table 3(a), (b), (c)
or (d) (as appropriate) for
each additional class of
relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other
dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party to
the offer or person acting in concert making the disclosure and any other
person:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements
or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None.
(c) Attachments
Are any Supplemental Forms
attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 25/10/2011
Contact name: Jacqueline Lovis
Telephone number: 0207 597 4815
Public disclosures under Rule 8
of the Code must be made to a
Regulatory Information Service
and must also be emailed to the
Takeover Panel at
monitoring@disclosure.org.uk.
The Panel`s Market Surveillance
Unit is available for
consultation in relation to the
Code`s dealing disclosure
requirements on +44 (0)20 7638
0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC BANK PLC/LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Put Option Purchased 4,760 ZAR 42 American 15/12/2011
ordinary
0.02p Put Option Purchased 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Call Option Written 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Futures Purchased 715 European 15/12/2011
ordinary
0.02p Put Option Purchase 2,500 ZAR 46 American 15/12/2011
ordinary
0.02p Futures Written 9,346 European 15/12/2011
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
Date: 25/10/2011 12:45:01 Produced by the JSE SENS Department.
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