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INL INP
INL INP
INL/INP - Investec Limited/Investec plc - Form 8 (DD)
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
(jointly "Investec")
As part of the dual listed company structure, Investec plc and Investec
Limited notify both the London Stock Exchange and the JSE Limited of matters
which are required to be disclosed under the Disclosure, Transparency and
Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or
the JSE Listing Requirements.
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or person INVESTEC BANK PLC /
acting in concert making the disclosure: INVESTEC LTD
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient
(c) Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name of
offeror/offeree)
(e) Date dealing undertaken: 28/10/2011
(f) Has the party previously disclosed, or is it YES - INVESTEC LTD &
today disclosing, under the Code in respect of any EVOLUTION GROUP PLC
other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror
or offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities
owned and/or controlled: 22,944,456 4.2300 0 0.0000
(2) Derivatives (other than
options):
(3) Options and agreements
to purchase/sell: 3,215 0.0006 114,106 0.0210
TOTAL: 22,947,671 4.2306 114,106 0.0210
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to
purchase or sell relevant securities, should be given on a Supplemental Form
8 (Open Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit ZAR
security (Cents)
Ordinary Purchase 20,000 4905
Ordinary Purchase 1,653 4912
Ordinary Purchase 10,000 4920
Ordinary Purchase 5,000 4926
Ordinary Purchase 1,500 4989
Ordinary Purchase 98,500 4990
Ordinary Sale -7,357 4900
Ordinary Sale -1,577 4900
Ordinary Sale -2,500 4915
Ordinary Sale -1,000 4930
Ordinary Sale -7,900 4939
Ordinary Sale -17,672 4939
Ordinary Sale -460 4940
Ordinary Sale -2,500 4940
Ordinary Sale -190 4942
Ordinary Sale -4,323 4958
Ordinary Sale -6,350 4958
Ordinary Sale -3,621 4958
Ordinary Sale -8,322 4958
Ordinary Sale -5,782 4958
Ordinary Sale -9,781 4958
Ordinary Sale -6,890 4958
Ordinary Sale -14,213 4958
Ordinary Sale -11,187 4958
Ordinary Sale -14,915 4958
Ordinary Sale -6,242 4958
Ordinary Sale -297 4958
Ordinary Sale -5,431 4958
Ordinary Sale -52,447 4958
Ordinary Sale -1,756 4958
Ordinary Sale -31,047 4958
Ordinary Sale -4,323 4958
Ordinary Sale -162 4958
Ordinary Sale -16,456 4958
Ordinary Sale -7,404 4958
Ordinary Sale -4,296 4958
Ordinary Sale -133,617 4958
Ordinary Sale -21,535 4958
Ordinary Sale -6,350 4958
Ordinary Sale -2,837 4958
Ordinary Sale -99,868 4958
Ordinary Sale -3,243 4958
Ordinary Sale -1,837 4958
Ordinary Sale -8,917 4958
Ordinary Sale -13,510 4958
Ordinary Sale -5,458 4958
Ordinary Sale -34,884 4958
Ordinary Sale -5,647 4958
Ordinary Sale -202 4985
Ordinary Sale -5,000 4994
Ordinary Sale 10000 GBP3.938
(b) Derivatives
transactions (other
than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing reference unit
security e.g. CFD a long/short securities
position,
increasing/reducing a
long/short position
(c) Options
transactions in
respect of existing
securities
(i) Writing, selling,
purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant descript- purchas- securities price e.g. date money
security ion e.g. ing, to which per unit American, paid/
call selling, option European received
option varying relates etc. per unit
etc.
(ii) Exercising
Class of relevant Product Number of Exercise price
security description securities per unit
e.g. call option
(d) Other dealings
(including subscribing
for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all
prices and other
monetary amounts
should be stated.
Where there have been
dealings in more than
one class of relevant
securities of the
offeror or offeree
named in 1(c), copy
table 3(a), (b), (c)
or (d) (as
appropriate) for each
additional class of
relevant security
dealt in.
4. OTHER INFORMATION
(a) Indemnity and
other dealing
arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party
to the offer or person acting in concert making the disclosure and any other
person:
If there are no such agreements, arrangements or understandings, state
"none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
None.
(c) Attachments
Are any Supplemental
Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 31/10/2011
Contact name: Jacqueline Lovis
Telephone number: 0207 597 4815
Public disclosures
under Rule 8 of the
Code must be made to a
Regulatory Information
Service and must also
be emailed to the
Takeover Panel at
monitoring@disclosure.
org.uk. The Panel`s
Market Surveillance
Unit is available for
consultation in
relation to the Code`s
dealing disclosure
requirements on +44
(0)20 7638 0129.
The Code can be viewed on the Panel`s website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC BANK PLC/LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Put Option Purchased 4,760 ZAR 42 American 15/12/2011
ordinary
0.02p Put Option Purchased 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Call Option Written 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Futures Purchased 715 European 15/12/2011
ordinary
0.02p Put Option Purchase 2,500 ZAR 46 American 15/12/2011
ordinary
0.02p Futures Written 9,346 European 15/12/2011
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open
Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in
relation to the Code`s dealing disclosure requirements on +44 (0)20 7638
0129.
The Code can be viewed on the Panel`s website at
www.thetakeoverpanel.org.uk.
Date: 31/10/2011 13:44:39 Produced by the JSE SENS Department.
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