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AQP
AQP
AQP - Aquarius Platinum Limited - New issue announcement, application for
quotation of additional securities and agreement
Aquarius Platinum Limited
(Incorporated in Bermuda)
Registration Number: EC26290
Share Code JSE: AQP
ISIN Code: BMG0440M1284
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
APPENDIX 3B
NEW ISSUE ANNOUNCEMENT, APPLICATION FOR QUOTATION OF ADDITIONAL
SECURITIES AND AGREEMENT
Information or documents not available now must be given to ASX as soon
as available. Information and documents given to ASX become ASX`s
property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99,
1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003.
Name of entity
Aquarius Platinum Limited
ABN
087 577 893
We (the entity) give ASX the following information.
Part 1 All issues
You must complete the relevant sections (attach sheets
if there is not enough space).
1 +Class of Fully paid shares in Aquarius Platinum
+securities issued Limited ("Shares")
or to be issued
2 Number of 145,372 shares issued upon exercise of
+securities issued options.
or to be issued (if
known) or maximum
number which may be
issued
+ See chapter 19 for
defined terms.
3 Principal terms of Shares issued upon exercise of options
the +securities (eg, will rank equally with current fully
if options, exercise paid shares in the Company.
price and expiry
date; if partly paid
+securities, the
amount outstanding
and due dates for
payment; if
+convertible
securities, the
conversion price and
dates for
conversion)
4 Do the +securities Shares issued upon the exercise of
rank equally in all options rank equally with the existing
respects from the ordinary shares in all respects from
date of allotment the allotment date including in
with an existing respect of future dividends.
+class of quoted
+securities?
If the additional
securities do not
rank equally, please
state:
- the date from
which they do
- the extent to
which they
participate for the
next dividend, (in
the case of a trust,
distribution) or
interest payment
- the extent to
which they do not
rank equally, other
than in relation to
the next dividend,
distribution or
interest payment
5 Issue price or
consideration The Shares issued upon exercise of
options were 145,372 issued at the
exercise price of GBP0.97 per share.
6 Purpose of the issue Being the exercise of unlisted options.
(If issued as
consideration for the
acquisition of
assets, clearly
identify those
assets)
7 Dates of entering
+securities into 1 November 2011
uncertificated
holdings or despatch
of certificates
Number +Class
8 Number and +class of 470,312,578 Ordinary
all +securities
quoted on ASX
(including the
securities in clause
2 if applicable)
Number +Class
9 Number and +class of 120,000 Unlisted options expiring
all +securities not 21/11/13
quoted on ASX
(including the
securities in clause
2 if applicable)
10 Dividend policy (in Whilst the Company does not have a
the case of a trust, Dividend Policy, this matter is reviewed
distribution policy) constantly by the Board of Directors.
on the increased
capital (interests)
Part 2 Bonus issue or pro rata issue
NOT APPLICABLE
Part 3 Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the escrowed
period, partly paid securities that become fully paid,
employee incentive share securities when restriction ends,
securities issued on expiry or conversion of convertible
securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
NOT APPLICABLE
Entities that have ticked box 34(b)
NOT APPLICABLE
Quotation agreement
1 +Quotation of our additional +securities is in ASX`s absolute
discretion. ASX may quote the +securities on any conditions it
decides.
2 We warrant the following to ASX.
- The issue of the +securities to be quoted complies with the law
and is not for an illegal purpose.
- There is no reason why those +securities should not be granted
+quotation.
- An offer of the +securities for sale within 12 months after their
issue will not require disclosure under section 707(3) or section
1012C(6) of the Corporations Act.
- Note: An entity may need to obtain appropriate warranties from
subscribers for the securities in order to be able to give this
warranty
- Section 724 or section 1016E of the Corporations Act does not
apply to any applications received by us in relation to any
+securities to be quoted and that no-one has any right to return any
+securities to be quoted under sections 737, 738 or 1016F of the
Corporations Act at the time that we request that the +securities be
quoted.
- We warrant that if confirmation is required under section 1017F of
the Corporations Act in relation to the +securities to be quoted, it
has been provided at the time that we request that the +securities
be quoted.
- If we are a trust, we warrant that no person has the right to
return the +securities to be quoted under section 1019B of the
Corporations Act at the time that we request that the +securities be
quoted.
3 We will indemnify ASX to the fullest extent permitted by law in
respect of any claim, action or expense arising from or connected
with any breach of the warranties in this agreement.
4 We give ASX the information and documents required by this form. If
any information or document not available now, will give it to ASX
before +quotation of the +securities begins. We acknowledge that
ASX is relying on the information and documents. We warrant that
they are (will be) true and complete.
Sign here: ............................. Date: ........
(Director/Company secretary)
Print name: Willi Boehm...........................
3 November 2011
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 03/11/2011 10:54:01 Produced by the JSE SENS Department.
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