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INL INP
INL INP
INL/INP - Investec Limited/Investec plc - Form 8 (DD)
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
(jointly "Investec")
As part of the dual listed company structure, Investec plc and Investec
Limited notify both the London Stock Exchange and the JSE Limited of matters
which are required to be disclosed under the Disclosure, Transparency and
Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the
JSE Listing Requirements.
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or person INVESTEC BANK PLC /
acting in concert making the disclosure: INVESTEC LTD
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient
(c) Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name of
offeror/offeree)
(e) Date dealing undertaken: 03/11/2011
(f) Has the party previously disclosed, or is it YES - INVESTEC LTD &
today disclosing, under the Code in respect of any EVOLUTION GROUP PLC
other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror
or offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities
owned and/or controlled: 19,236,953 3.5465 0 0.0000
(2) Derivatives (other than
options):
(3) Options and agreements
to purchase/sell: 3,215 0.0006 114,106 0.0210
TOTAL: 19,240,168 3.5471 114,106 0.0210
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit ZAR
security (Cents)
Ordinary Purchase 701 9400
Ordinary Purchase 150 4685
Ordinary Purchase 140 9320
Ordinary Purchase 390 9340
Ordinary Purchase 300 4670
Ordinary Purchase 1,610 9330
Ordinary Purchase 7,346 4643
Ordinary Purchase 620 4640
Ordinary Purchase 620 4641
Ordinary Purchase 826 4667
Ordinary Purchase 620 4672
Ordinary Purchase 620 4674
Ordinary Purchase 620 4685
Ordinary Purchase 620 4708
Ordinary Purchase 620 4718
Ordinary Purchase 2 4697
Ordinary Purchase 2,000 4645
Ordinary Sale 1,240 4643
Ordinary Sale 1,031 4643
Ordinary Sale 2,049 4671
Ordinary Sale 9,907 4671
Ordinary Sale 15,102 4671
Ordinary Sale 6,150 4671
Ordinary Sale 12,288 4671
Ordinary Sale 16,423 4671
Ordinary Sale 9,764 4671
Ordinary Sale 287 4671
Ordinary Sale 6,079 4671
Ordinary Sale 57,757 4671
Ordinary Sale 1,938 4671
Ordinary Sale 39,549 4671
Ordinary Sale 6,318 4671
Ordinary Sale 2,779 4671
Ordinary Sale 3,163 4671
Ordinary Sale 4,080 4671
Ordinary Sale 9,251 4671
Ordinary Sale 6,446 4671
Ordinary Sale 5,949 4671
Ordinary Sale 10,633 4671
Ordinary Sale 8,230 4671
Ordinary Sale 22,211 4671
Ordinary Sale 1,383 4671
Ordinary Sale 8,257 4671
Ordinary Sale 4,806 4671
Ordinary Sale 143,555 4671
Ordinary Sale 7,250 4671
Ordinary Sale 6,969 4671
Ordinary Sale 3,174 4671
Ordinary Sale 116,524 4671
Ordinary Sale 3,600 4671
Ordinary Sale 34,256 4671
Ordinary Sale 4,918 4671
Ordinary Sale 204 4671
Ordinary Sale 840 4671
Ordinary Sale 18,437 4671
Ordinary Sale 940 4702
Ordinary Sale 326 4702
Ordinary Sale 4,685 4703
Ordinary Sale 620 4704
Ordinary Sale 1,033 4710
Ordinary Sale 1,697 4713
Ordinary Sale 1,697 4715
Ordinary Sale 3,390 4716
Ordinary Sale 2,351 4718
Ordinary Sale 268 4730
Ordinary Sale 1,610 9330
Ordinary Sale 390 9340
Ordinary Sale 1,800 9400
(b) Derivatives
transactions (other than
options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in
respect of existing
securities
(i) Writing, selling,
purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant descript- purchas- security- price e.g. date money
security ion e.g. ing, ies to per unit American, paid/
call opt- selling, which European received
ion varying option etc. per unit
etc. relates
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings
(including subscribing for
new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices
and other monetary amounts
should be stated.
Where there have been
dealings in more than one
class of relevant securities
of the offeror or offeree
named in 1(c), copy table
3(a), (b), (c) or (d) (as
appropriate) for each
additional class of relevant
security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other
dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party to
the offer or person acting in concert making the disclosure and any other
person:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None.
(c) Attachments
Are any Supplemental Forms
attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 04/11/2011
Contact name: Gary Darch
Telephone number: 0207 597 4549
Public disclosures under
Rule 8 of the Code must be
made to a Regulatory
Information Service and must
also be emailed to the
Takeover Panel at
monitoring@disclosure.org.uk
. The Panel`s Market
Surveillance Unit is
available for consultation
in relation to the Code`s
dealing disclosure
requirements on +44 (0)20
7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC BANK PLC/LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Put Option Purchased 4,760 ZAR 42 American 15/12/2011
ordinary
0.02p Put Option Purchased 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Call Option Written 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Futures Purchased 715 European 15/12/2011
ordinary
0.02p Put Option Purchase 2,500 ZAR 46 American 15/12/2011
ordinary
0.02p Futures Written 9,346 European 15/12/2011
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open
Positions) with regard to contracts for differences ("CFDs") or spread
bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in
relation to the Code`s dealing disclosure requirements on +44 (0)20 7638
0129.
The Code can be viewed on the Panel`s website at
www.thetakeoverpanel.org.uk.
Date: 04/11/2011 11:18:59 Produced by the JSE SENS Department.
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