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INL INP
INL INP
INL/INP - Investec Limited/Investec plc - Form 8 (DD)
Investec Limited
Incorporated in the Republic
of South Africa
Registration number
1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
(jointly "Investec")
As part of the dual listed company structure, Investec plc and Investec
Limited notify both the London Stock Exchange and the JSE Limited of matters
which are required to be disclosed under the Disclosure, Transparency and
Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or
the JSE Listing Requirements.
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC BANK PLC / INVESTEC
person acting in concert making the LTD
disclosure:
(b) Owner or controller of interests and
short positions disclosed, if different from
1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify
name of offeror/offeree)
(e) Date dealing undertaken: 13/12/2011
(f) Has the party previously disclosed, or YES - INVESTEC LTD &
is it today disclosing, under the Code in EVOLUTION GROUP PLC
respect of any other party to this offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror
or offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities
owned and/or controlled: 19,462,171 3.5843 0 0.0000
(2) Derivatives (other than
options):
(3) Options and agreements
to purchase/sell: 2,215 0.0004 114,106 0.0210
TOTAL: 19,464,386 3.5847 114,106 0.0210
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to
purchase or sell relevant securities, should be given on a Supplemental Form
8 (Open Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in
relation to which subscription
right exists:
Details, including nature of the
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit
security
ZAR
(cents)
Ordinary Purchase 1,129 4420
Ordinary Purchase 5,339 4422
Ordinary Purchase 1,000 4430
Ordinary Purchase 1,925 4431
Ordinary Purchase 500 4433
Ordinary Purchase 780 4435
Ordinary Purchase 500 4435
Ordinary Purchase 430 4435
Ordinary Purchase 6,275 4435
Ordinary Purchase 2,000 4436
Ordinary Purchase 2,000 4437
Ordinary Purchase 3,371 4440
Ordinary Purchase 500 4445
Ordinary Purchase 1,500 4446
Ordinary Purchase 1,804 4447
Ordinary Purchase 307 4448
Ordinary Purchase 440 4450
Ordinary Purchase 389 4450
Ordinary Purchase 100 4457
Ordinary Purchase 9,000 4459
Ordinary Sale 5,992 4422
Ordinary Sale 450 4434
Ordinary Sale 6,000 4446
Ordinary Sale 2,300 4460
GBP
(pence)
Ordinary Purchase 2500 342.2
Ordinary Purchase 400 342.9
Ordinary Purchase 400 342.9
Ordinary Purchase 3186 343
Ordinary Purchase 174 343
Ordinary Purchase 400 343
Ordinary Purchase 700 343
Ordinary Purchase 1327 343
Ordinary Purchase 933 343
Ordinary Purchase 933 343
Ordinary Purchase 1763 343
Ordinary Purchase 264 343
Ordinary Purchase 1214 343
Ordinary Purchase 1722 343
Ordinary Purchase 24 343
Ordinary Purchase 3360 343
Ordinary Purchase 873 343
Ordinary Purchase 2487 343
Ordinary Purchase 150 343
Ordinary Purchase 3210 343
Ordinary Purchase 1438 343
Ordinary Purchase 42 343
Ordinary Purchase 1204 343
Ordinary Purchase 1204 343
Ordinary Purchase 1204 343
Ordinary Purchase 1204 343
Ordinary Purchase 400 343
Ordinary Purchase 804 343
Ordinary Purchase 1204 343
Ordinary Purchase 1204 343
Ordinary Purchase 1204 343
Ordinary Purchase 1204 343
Ordinary Purchase 1204 343
Ordinary Purchase 1204 343
Ordinary Purchase 1204 343
Ordinary Purchase 1204 343
Ordinary Purchase 1204 343
Ordinary Purchase 374 343
Ordinary Purchase 533 343
Ordinary Purchase 297 343
Ordinary Purchase 225 343
Ordinary Purchase 979 343
Ordinary Purchase 1204 343
Ordinary Purchase 1204 343
Ordinary Purchase 1204 343
Ordinary Purchase 654 343
Ordinary Purchase 550 343
Ordinary Purchase 920 343
Ordinary Purchase 60388 344.0688
Ordinary Purchase 11200 344.4062
Ordinary Purchase 625 344.4062
Ordinary Purchase 1875 344.8
Ordinary Purchase 663 344.9
Ordinary Purchase 101 344.9
Ordinary Purchase 440 344.9
Ordinary Purchase 2254 345
Ordinary Purchase 613 345
Ordinary Purchase 477 345
Ordinary Purchase 9 345
Ordinary Purchase 1155 345
Ordinary Purchase 1779 345
Ordinary Purchase 475 345
Ordinary Purchase 2254 345
Ordinary Purchase 2254 345
Ordinary Purchase 700 345
Ordinary Purchase 1554 345
Ordinary Purchase 1469 345
Ordinary Purchase 691 345
Ordinary Purchase 94 345
Ordinary Purchase 2254 345
Ordinary Purchase 2254 345
Ordinary Purchase 1264 345
Ordinary Purchase 990 345
Ordinary Purchase 700 345
Ordinary Purchase 505 345
Ordinary Purchase 1000 345
Ordinary Purchase 49 345
Ordinary Purchase 206 345
Ordinary Purchase 913 345
Ordinary Purchase 291 345
Ordinary Purchase 675 345
Ordinary Purchase 529 345
Ordinary Purchase 1204 345
Ordinary Purchase 1204 345
Ordinary Purchase 811 345
Ordinary Purchase 393 345
Ordinary Purchase 516 345
Ordinary Purchase 688 345
Ordinary Purchase 8 345
Ordinary Purchase 1196 345
Ordinary Purchase 337 345
Ordinary Purchase 500 345
Ordinary Purchase 32 345
Ordinary Purchase 335 345
Ordinary Purchase 1204 345
Ordinary Purchase 1204 345
Ordinary Purchase 1204 345
Ordinary Purchase 171 345
Ordinary Purchase 1033 345
Ordinary Purchase 969 345
Ordinary Purchase 235 345
Ordinary Purchase 1204 345
Ordinary Purchase 154 345
Ordinary Purchase 534 345
Ordinary Purchase 516 345
Ordinary Purchase 1204 345
Ordinary Purchase 1204 345
Ordinary Purchase 745 345
Ordinary Purchase 459 345
Ordinary Purchase 1204 345
Ordinary Purchase 834 345
Ordinary Purchase 86 345
Ordinary Purchase 4567 345.3
Ordinary Purchase 6000 345.3
Ordinary Purchase 3750 345.3
Ordinary Purchase 938 345.3
Ordinary Purchase 150 348.2
Ordinary Sale 495 342.2
Ordinary Sale 362 342.2
Ordinary Sale 1643 342.2
Ordinary Sale 50000 343
Ordinary Sale 2349 343.8
Ordinary Sale 15 343.8
Ordinary Sale 953 343.8
Ordinary Sale 600 343.8
Ordinary Sale 921 343.8
Ordinary Sale 413 344
Ordinary Sale 1204 344
Ordinary Sale 1204 344
Ordinary Sale 1204 344
Ordinary Sale 1204 344
Ordinary Sale 820 344
Ordinary Sale 384 344
Ordinary Sale 989 344
Ordinary Sale 2154 344
Ordinary Sale 1522 344
Ordinary Sale 632 344
Ordinary Sale 1269 344
Ordinary Sale 885 344
Ordinary Sale 1402 344
Ordinary Sale 239 344
Ordinary Sale 439 344
Ordinary Sale 74 344
Ordinary Sale 239 344
Ordinary Sale 322 344
Ordinary Sale 1593 344
Ordinary Sale 2154 344
Ordinary Sale 2154 344
Ordinary Sale 1094 344
Ordinary Sale 500 344
Ordinary Sale 341 344
Ordinary Sale 135 344
Ordinary Sale 84 344
Ordinary Sale 96 344
Ordinary Sale 198 344
Ordinary Sale 263 344
Ordinary Sale 1597 344
Ordinary Sale 2154 344
Ordinary Sale 2154 344
Ordinary Sale 248 344
Ordinary Sale 451 344
Ordinary Sale 1455 344
Ordinary Sale 2154 344
Ordinary Sale 1933 344
Ordinary Sale 221 344
Ordinary Sale 2154 344
Ordinary Sale 2154 344
Ordinary Sale 501 344
Ordinary Sale 832 344
Ordinary Sale 821 344
Ordinary Sale 2154 344
Ordinary Sale 2154 344
Ordinary Sale 1617 344
Ordinary Sale 537 344
Ordinary Sale 537 344
Ordinary Sale 1617 344
Ordinary Sale 2154 344
Ordinary Sale 2154 344
Ordinary Sale 458 344
Ordinary Sale 800 344.4
Ordinary Sale 404 344.4
Ordinary Sale 1101 344.4
Ordinary Sale 103 344.4
Ordinary Sale 1204 344.4
Ordinary Sale 1204 344.4
Ordinary Sale 1204 344.4
Ordinary Sale 1204 344.4
Ordinary Sale 1204 344.4
Ordinary Sale 1204 344.4
Ordinary Sale 756 344.4
Ordinary Sale 423 344.5
Ordinary Sale 368 344.7
Ordinary Sale 1000 344.8
Ordinary Sale 626 344.8
Ordinary Sale 249 344.8
Ordinary Sale 25000 345
Ordinary Sale 25000 345
Ordinary Sale 410 345
Ordinary Sale 165 345
Ordinary Sale 500 345
Ordinary Sale 129 345
Ordinary Sale 1204 345
Ordinary Sale 2105 345.3
Ordinary Sale 2105 345.3
Ordinary Sale 327 345.3
Ordinary Sale 1778 345.3
Ordinary Sale 2105 345.3
Ordinary Sale 1242 345.3
Ordinary Sale 863 345.3
Ordinary Sale 42 345.3
Ordinary Sale 1204 345.6
(b) Derivatives
transactions (other than
options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing reference unit
security e.g. CFD a long/short securities
position,
increasing/reducing a
long/short position
(c) Options transactions in
respect of existing
securities
(i) Writing, selling,
purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant descript- purchas- securities price e.g. date money
security ion e.g. ing, to which per unit American, paid/
call selling, option European receive
option varying relates etc. d per
etc. unit
(ii) Exercising
Class of relevant Product Number of Exercise price
security description securities per unit
e.g. call option
(d) Other dealings
(including subscribing for
new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices
and other monetary amounts
should be stated.
Where there have been
dealings in more than one
class of relevant securities
of the offeror or offeree
named in 1(c), copy table
3(a), (b), (c) or (d) (as
appropriate) for each
additional class of relevant
security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other
dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party
to the offer or person acting in concert making the disclosure and any other
person:
If there are no such agreements, arrangements or understandings, state
"none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
None.
(c) Attachments
Are any Supplemental Forms
attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 14/12/2011
Contact name: Gary Darch
Telephone number: 0207 597 4549
Public disclosures under
Rule 8 of the Code must be
made to a Regulatory
Information Service and must
also be emailed to the
Takeover Panel at
monitoring@disclosure.org.uk
. The Panel`s Market
Surveillance Unit is
available for consultation
in relation to the Code`s
dealing disclosure
requirements on +44 (0)20
7638 0129.
The Code can be viewed on the Panel`s website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC BANK PLC/LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Call Option Purchased 1,000 ZAR 47 American 15/12/2011
ordinary
0.02p Put Option Purchased 4,760 ZAR 42 American 15/12/2011
ordinary
0.02p Put Option Purchased 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Call Option Written 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Futures Purchased 715 European 15/12/2011
ordinary
0.02p Put Option Purchase 2,500 ZAR 46 American 15/12/2011
ordinary
0.02p Futures Written 9,346 European 15/12/2011
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open
Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in
relation to the Code`s dealing disclosure requirements on +44 (0)20 7638
0129.
The Code can be viewed on the Panel`s website at
www.thetakeoverpanel.org.uk.
Date: 14/12/2011 13:43:01 Produced by the JSE SENS Department.
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