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OML
OLOML
OML - OLD Mutual Plc - Notification of Transactions of Directors/Persons
Discharging Managerial Responsibility and Connected Persons
OLD MUTUAL PLC
ISIN CODE: GB0007389926
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOML
Old Mutual plc
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial
Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. Name of the issuer 2. State whether the notification
relates to (i) a transaction
OLD MUTUAL PLC notified in accordance with DTR
3.1.2 R, (ii) a disclosure made
in accordance with LR 9.8.6R(1)
or (iii) a disclosure made in
accordance with section 793 of
the Companies Act (2006).
DTR 3.1.2R
3. Name of person discharging 4. State whether notification
managerial relates to a person connected
responsibilities/director with a person discharging
managerial
PHILIP BROADLEY, GROUP responsibilities/director named
FINANCE DIRECTOR in 3 and identify the connected
PAUL HANRATTY, CEO, LONG-TERM person
SAVINGS
JULIAN ROBERTS, GROUP CHIEF
EXECUTIVE
5. Indicate whether the 6. Description of shares (including
notification is in respect of class), debentures or
a holding of the person derivatives or financial
referred to in 3 or 4 above instruments relating to shares
or in respect of a non-
beneficial interest1 ORDINARY 10p SHARES
IN RESPECT OF THOSE NAMED IN VESTING OF RESTRICTED SHARES AND
3 ABOVE SHARE OPTIONS UNDER THE OLD
MUTUAL PLC SHARE REWARD PLAN
(SRP) AND THE OLD MUTUAL PLC
PERFORMANCE SHARE PLAN (PSP)
7. Name of registered 8 State the nature of the
shareholder(s) and, if more transaction
than one, the number of
shares held by each of them VESTING OF RESTRICTED SHARES
ORIGINALLY GRANTED ON 8 APRIL
PHILIP BROADLEY - 412,178* 2009
PAUL HANRATTY - 1,200* PHILIP BROADLEY - 869,412 SHARES
JULIAN ROBERTS - 1,128,633* VESTED. SOLD ALL SHARES AT
GBP1.5206 PER SHARE
*THESE TOTALS EXCLUDE PAUL HANRATTY - 744,050 VESTED.
UNVESTED SHARE INCENTIVE SOLD 387,341 SHARES AT GBP1.5206
AWARDS AND VESTED BUT PER SHARE AND RETAINED 356,709
UNEXERCISED SHARE OPTIONS. SHARES.
JULIAN ROBERTS - 1,162,102
VESTED. SOLD ALL SHARES AT
GBP1.5206 PER SHARE
VESTING OF SHARE OPTIONS
ORIGINALLY GRANTED ON 8 APRIL
2009
PHILIP BROADLEY - OPTIONS OVER
442,357 SHARES VESTED @ GBP0.541
PER SHARE. ALL OF THESE OPTIONS
WERE EXERCISED AND 267,751
SHARES WERE SETTLED AT GBP1.5095
PER SHARE. 174,606 SHARES WERE
RETAINED.
PAUL HANRATTY - OPTIONS OVER
1,702,191 SHARES VESTED @
GBP0.541 PER SHARE. NONE WERE
EXERCISED AND OPTIONS OVER
1,702,191 SHARES REMAIN
EXERCISABLE.
JULIAN ROBERTS - OPTIONS OVER
4,436,229 SHARES VESTED @
GBP0.541 PER SHARE. 2,190,494
OPTIONS WERE CASH-SETTLED AT
GBP1.571 PER SHARE (BEING THE
CLOSING PRICE ON 5 APRIL 2012
(THE PRECEDING BUSINESS DAY), IN
ACCORDANCE WITH THE RULES OF THE
PSP RELATING TO THE CASH
ALTERNATIVE). OPTIONS OVER
55,241 SHARES WERE EXERCISED AND
RETAINED. OPTIONS OVER
2,190,494 SHARES WERE NOT
EXERCISED AND REMAIN
EXERCISABLE.
9. Number of shares, debentures 10 Percentage of issued class
or financial instruments . acquired (treasury shares of
relating to shares acquired that class should not be taken
PHILIP BROADLEY - 1,044,018 into account when calculating
SHARES OF WHICH 174,606 percentage)
SHARES WERE RETAINED.
PAUL HANRATTY - 744,050 PHILIP BROADLEY - 0.02%
SHARES OF WHICH 356,709 PAUL HANRATTY - 0.01%
SHARES WERE RETAINED. JULIAN ROBERTS - 0.02%
JULIAN ROBERTS - 1,217,343
SHARES OF WHICH 55,241 WERE
RETAINED.
11 Number of shares, debentures 12 Percentage of issued class
. or financial instruments . disposed (treasury shares of
relating to shares disposed that class should not be taken
into account when calculating
PHILIP BROADLEY - 869,412 percentage)
SHARES.
PAUL HANRATTY - 387,341 PHILIP BROADLEY - 0.02%
SHARES. PAUL HANRATTY - 0.01%
JULIAN ROBERTS - 1,162,102 JULIAN ROBERTS - 0.02%
SHARES.
13 Price per share or value of 14 Date and place of transaction
. transaction .
10 APRIL 2012 - LONDON
AS DESCRIBED IN 8 ABOVE
15 Total holding following 16 Date issuer informed of
. notification and total . transaction
percentage holding following
notification (any treasury 11 APRIL 2012
shares should not be taken
into account when calculating
percentage)
PHILIP BROADLEY - 586,784* -
0.01%
PAUL HANRATTY - 357,909* -
0.00%
JULIAN ROBERTS - 1,183,874* -
0.02%
*THESE TOTALS EXCLUDE
UNVESTED SHARE INCENTIVE
AWARDS AND VESTED BUT
UNEXERCISED SHARE OPTIONS.
If a person discharging managerial responsibilities has been granted options by
the issuer complete the following boxes
17 Date of grant 18 Period during which or date on
. which exercisable
19. Total amount paid (if any) 20 Description of shares or
for grant of the option . debentures involved (class and
number)
21. Exercise price (if fixed at 22 Total number of shares or
time of grant) or indication . debentures over which options
that price is to be fixed at held following notification
the time of exercise
23. Any additional information 24 Name of contact and telephone
. number for queries
WILLIAM BALDWIN-CHARLES
HEAD OF CORPORATE AFFAIRS
+44 20 7002 7133
Name of authorised official of issuer responsible for making
notification:
MARTIN MURRAY, GROUP COMPANY SECRETARY
Date of notification: 11 APRIL 2012
Sponsor
Merrill Lynch South Africa (Pty) Ltd
Notes: This form is intended for use by an issuer to make a RIS notification
required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the
shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the
shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a
director/person discharging managerial responsibilities should complete boxes 1
to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument
relating to the shares of the issuer (other than a debenture) should complete
boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Date: 11/04/2012 17:40:01 Produced by the JSE SENS Department.
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