| Mon 9 Jul 2012, 16:25 | | Old Mutual plc - Form - 8.3 |
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OML
Form - 8.3
OLD MUTUAL PLC
ISIN CODE GB00B77J0862
JSE SHARE CODE OML
NSX SHARE CODE OLM
ISSUER CODE OLOML
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1 PERCENT OR MORE
Rule 8.3 of the Takeover Code (the 'Code')
1. KEY INFORMATION
(a) Identity of the person whose positions/dealings are being Old Mutual plc
disclosed (and subsidiaries)
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a)
The naming of nominee or vehicle companies is insufficient
(c) Name of offeror/offeree in relation to whose relevant securities St Barbara Limited
this form relates ISIN ' AU000000SBM8
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree,
state this and specify identity of offeror/offeree
(e) Date position held/dealing undertaken 6 July 2012
(f) Has the discloser previously disclosed, or are they today No
disclosing, under the Code in respect of any other party to this
offer
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure
relates following the dealing (if any)
Class of relevant security (Ordinary 50p)
Interests Short positions
Number Percent Number Percent
(1) Relevant securities owned and/or 11,890,923 3.66
controlled
(2) Derivatives (other than options)
(3) Options and agreements to
purchase/sell
TOTAL 11,890,923 3.66
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should
be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which
subscription right exists
Details, including nature of the rights concerned and
relevant percentages
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror
or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Ord Sale - 167,242 1.5729 AUD
Ord Sale - 63,316 1.5729 AUD
Ord Sale - 10,617 1.5729 AUD
Ord Sale - 64,660 1.5729 AUD
Ord Sale - 83,892 1.5729 AUD
Ord Sale - 42,685 1.5729 AUD
Ord Sale - 6,523 1.5729 AUD
Ord Sale - 6,610 1.5729 AUD
Ord Sale - 18,269 1.5729 AUD
(b) Derivatives transactions (other than options)
Class of relevant Product Nature of dealing Number of Price per unit
security description e.g. opening/closing a reference
e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities to price per e.g. date money
security e.g. call selling, varying which unit American, paid/
option etc. option European received
relates etc. per unit
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, conversion applicable)
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in
1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating
to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in concert with a party to the offer
If there are no such agreements, arrangements or understandings, state 'none'
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the
disclosure and any other person relating to
(i) the voting rights of any relevant securities under any option or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is
referenced
If there are no such agreements, arrangements or understandings, state 'none'
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached No
Date of disclosure 9 July 2012
Contact name Jenny Brown
Telephone number 0207 002 7323
Sponsor
Merrill Lynch South Africa (Pty) Limited
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also
be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Date: 09/07/2012 04:25:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
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