| Thu 12 Jul 2012, 16:25 | | Old Mutual plc - Form 8.3 |
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OML
Form 8.3
OLD MUTUAL PLC
ISIN CODE GB00B77J0862
JSE SHARE CODE OML
NSX SHARE CODE OLM
ISSUER CODE OLOML
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1 PERCENT
OR MORE
Rule 8.3 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Identity of the person whose positions/dealings are Old Mutual plc
being disclosed (and subsidiaries)
(b) Owner or controller of interests and short positions
disclosed, if different from 1(a)
The naming of nominee or vehicle companies is
insufficient
(c) Name of offeror/offeree in relation to whose relevant St Barbara Limited
securities this form relates ISIN AU000000SBM8
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree
(e) Date position held/dealing undertaken 11 July 2012
(f) Has the discloser previously disclosed, or are they No
today disclosing, under the Code in respect of any
other party to this offer
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to
which the disclosure relates following the dealing (if any)
Class of relevant security (Ordinary 50p)
Interests Short positions
Number Percent Number Percent
(1) Relevant securities owned 9,646,409 2.97
and/or controlled
(2) Derivatives (other than options)
(3) Options and agreements to
purchase/sell
TOTAL 9,646,409 2.97
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant
securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors and other executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages
If there are positions or rights to subscribe to disclose in more than one class of relevant
securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant Purchase/sale Number of securities Price per unit
security
Ord Sale -25,488 1.4357 AUD
Ord Sale -10,905 1.4357 AUD
Ord Sale -3,605 1.4357 AUD
Ord Sale -48,376 1.4357 AUD
Ord Sale -25,863 1.4357 AUD
Ord Sale -59,151 1.4357 AUD
Ord Sale -22,220 1.4357 AUD
Ord Sale -1,560 1.4357 AUD
Ord Sale -18,316 1.4357 AUD
Ord Sale -8,747 1.4357 AUD
Ord Sale -48,240 1.4357 AUD
Ord Sale -3,072 1.4357 AUD
Ord Sale -18,705 1.4357 AUD
Ord Sale -9,482 1.4357 AUD
Ord Sale -9,306 1.4357 AUD
Ord Sale -2,577 1.4357 AUD
Ord Sale -24,268 1.4357 AUD
Ord Sale -23,293 1.4357 AUD
Ord Sale -2,533 1.4357 AUD
Ord Sale -10,857 1.4357 AUD
Ord Sale -2,706 1.4357 AUD
Ord Sale -12,348 1.4357 AUD
Ord Sale -9,603 1.4357 AUD
Ord Sale -1,887 1.4357 AUD
Ord Sale -1,912 1.4357 AUD
Ord Sale -14,951 1.4357 AUD
Ord Sale -19,141 1.4357 AUD
Ord Sale -18,944 1.4357 AUD
Ord Sale -8,938 1.4357 AUD
Ord Sale -4,609 1.4357 AUD
Ord Sale -5,285 1.4357 AUD
Ord Sale -812 1.4357 AUD
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description e.g. opening/closing a reference
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option
relevant description purchasing, of price e.g. date money
security e.g. call selling, securities per unit American, paid/
option varying etc. to which European received
option etc. per unit
relates
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per
security e.g. call option unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, conversion applicable)
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or
informal, relating to relevant securities which may be an inducement to deal or refrain from
dealing entered into by the person making the disclosure and any party to the offer or any
person acting in concert with a party to the offer
If there are no such agreements, arrangements or understandings, state none
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the
person making the disclosure and any other person relating to
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any
derivative is referenced
If there are no such agreements, arrangements or understandings, state none
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached No
Date of disclosure 12 July 2012
Contact name Mary Hancke-Truter
Telephone number 0207 002 7256
12 July 2012
Sponsor
Merrill Lynch South Africa (Pty) Limited
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panels Market Surveillance Unit is available for consultation in relation to the Codes
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.
Date: 12/07/2012 04:25:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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