| Tue 11 Sep 2012, 17:40 | | OLD MUTUAL PLC - Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons |
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OML 201209110050A
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
OLD MUTUAL PLC
ISIN CODE: GB0007389926
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOML
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected
Persons
1. Name of the issuer 2. State whether the notification relates to (i) a transaction notified
in accordance with DTR 3.1.2 R, (ii) a disclosure made in
accordance with LR 9.8.6R(1) or (iii) a disclosure made in
OLD MUTUAL PLC accordance with section 793 of the Companies Act (2006).
DTR 3.1.2R
3. Name of person discharging managerial 4. State whether notification relates to a person connected with a
responsibilities/director person discharging managerial responsibilities/director named in
3 and identify the connected person
DON SCHNEIDER ? GROUP HR
DIRECTOR
5. Indicate whether the notification is in respect of a holding 6. Description of shares (including class), debentures or derivatives
of the person referred to in 3 or 4 above or in respect of a or financial instruments relating to shares
non-beneficial interest1
IN RESPECT OF THE PERSON NAMED IN ORDINARY 11 3/7p SHARES
3 ABOVE
EXERCISE OF SHARE OPTIONS AND VESTING
OF SHARE AWARD UNDER THE OLD MUTUAL
PLC PERFORMANCE SHARE PLAN (PSP)
7. Name of registered shareholder(s) and, if more than one, 8 State the nature of the transaction
the number of shares held by each of them
EXERCISE OF SHARE OPTIONS ORIGINALLY
DON SCHNEIDER ?1,300* GRANTED ON 8 SEPTEMBER 2009
*THIS TOTAL EXCLUDES UNVESTED OPTIONS OVER 714,286 SHARES WERE
SHARE INCENTIVE AWARDS. EXERCISED ON 10 SEPTEMBER 2012 @ #0.925
PER SHARE. ALL SHARES WERE SOLD @
#1.7251 PER SHARE.
VESTING OF RESTRICTED SHARES
ORIGINALLY GRANTED ON 8 SEPTEMBER
2009
142,857 SHARES VESTED. 74,458 SHARES
WERE SOLD AT #1.725 PER SHARE AND 68,399
SHARES WERE RETAINED.
9. Number of shares, debentures or financial instruments 10. Percentage of issued class acquired (treasury shares of that class
relating to shares acquired should not be taken into account when calculating percentage)
857,143 SHARES OF WHICH 68,399 WERE
RETAINED. 0.02%
11. Number of shares, debentures or financial instruments 12. Percentage of issued class disposed (treasury shares of that class
relating to shares disposed should not be taken into account when calculating percentage)
788,744 0.02%
13. Price per share or value of transaction 14. Date and place of transaction
AS DESCRIBED IN 8 ABOVE 10 SEPTEMBER 2012 ? LONDON
15. Total holding following notification and total percentage 16. Date issuer informed of transaction
holding following notification (any treasury shares should
not be taken into account when calculating percentage)
10 SEPTEMBER 2012
69,699* ? 0.00%
*THIS TOTAL EXCLUDES UNVESTED
SHARE INCENTIVE AWARDS.
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 Date of grant 18. Period during which or date on which exercisable
19. Total amount paid (if any) for grant of the option 20. Description of shares or debentures involved (class and number)
21. Exercise price (if fixed at time of grant) or indication that 22. Total number of shares or debentures over which options held
price is to be fixed at the time of exercise following notification
23. Any additional information 24. Name of contact and telephone number for queries
WILLIAM BALDWIN-CHARLES
HEAD OF CORPORATE AFFAIRS
+44 20 7002 7133
Name of authorised official of issuer responsible for making notification:
MARTIN MURRAY, GROUP COMPANY SECRETARY
Date of notification: 11 SEPTEMBER 2012
Sponsor: Merrill Lynch SA Proprietary Limited
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,
13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a
debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Date: 11/09/2012 05:40:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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