| Fri 11 Apr 2014, 16:27 | | CAPITEC BANK HOLDINGS LIMITED - Dealing In Securities By Directors And The Company Secretary |
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CPIP CPI 201404110041A
Dealing In Securities By Directors And The Company Secretary
CAPITEC BANK HOLDINGS LIMITED
Incorporated in the Republic of South Africa
Registration number: 1999/025903/06
Share Code: CPI
ISIN Number: ZAE000035861
DEALING IN SECURITIES BY DIRECTORS AND THE COMPANY SECRETARY
In compliance with rules 3.63 to 3.74 of the JSE Limited Listings
Requirements, the following information relating to the dealing in
securities by directors and the company secretary is disclosed:
1. NAME AP du Plessis
COMPANY Capitec Bank Holdings Limited
STATUS:EXECUTIVE/NON-EXECUTIVE Executive Director
TYPE OF SECURITIES Options
CLASS OF SECURITIES Ordinary
DATE OF TRANSACTION 9 April 2014 (1a, b, c & d)
OPTION STRIKE PRICE (CENTS) 16 009.00 (1a)
9 730.00 (1b)
3 123.00 (1c)
3 554.00 (1d)
NUMBER OF OPTIONS EXERCISED 3 750 (1a)
3 125 (1b)
18 750 (1c)
31 250 (1d)
TOTAL RAND VALUE OF SECURITIES R600 337.50 (1a)
R304 062.50 (1b)
R585 562.50 (1c)
R1 110 625.00 (1d)
STRIKE DATE OF OPTIONS 9 April 2014 (1a, b, c & d)
PERIOD OF EXERCISE Participants have a six month
period from the strike date
during which options can be
exercised.
NATURE OF TRANSACTION Acquisition of shares through
exercise of options
(off-market transaction)
NATURE AND EXTENT OF THE
DIRECTOR’S INTEREST IN THE Direct beneficial
TRANSACTION
2. NAME GM Fourie
COMPANY Capitec Bank Holdings Limited
STATUS:EXECUTIVE/NON-EXECUTIVE Executive Director
2.1 TYPE OF SECURITIES Options
CLASS OF SECURITIES Ordinary
DATE OF TRANSACTION 9 April 2014
OPTION STRIKE PRICE (CENTS) 16 009.00 (1)
9 730.00 (2)
3 123.00 (3)
3 554.00 (4)
NUMBER OF OPTIONS EXERCISED 2 500 (1)
3 125 (2)
18 750 (3)
28 125 (4)
TOTAL RAND VALUE OF SECURITIES R400 225.00 (1)
R304 062.50 (2)
R585 562.50 (3)
R999 562.50 (4)
STRIKE DATE OF OPTIONS 9 April 2014 (1, 2, 3 & 4)
PERIOD OF EXERCISE Participants have a six month
period from the strike date
during which options can be
exercised.
NATURE OF TRANSACTION Acquisition of shares through
exercise of options
(off-market transaction)
NATURE AND EXTENT OF THE Direct beneficial
DIRECTOR’S INTEREST IN THE
TRANSACTION
2.2 TYPE OF SECURITIES Shares
CLASS OF SECURITIES Ordinary
DATE OF TRANSACTION 11 April 2014
CENTS PER SHARE 20 507.81 Ave
20 500.00 Min
20 550.00 Max
NUMBER OF SECURITIES TRANSACTED 52 500
TOTAL RAND VALUE OF SECURITIES R10 766 600.00
NATURE OF TRANSACTION Disposal
(on-market transaction)
NATURE AND EXTENT OF THE
DIRECTOR’S INTEREST IN THE Direct beneficial
TRANSACTION
3 NAME R Stassen
COMPANY: Capitec Bank Holdings Limited
STATUS: Non-executive Director
3.1 TYPE OF SECURITIES Options (1)
CLASS OF SECURITIES Ordinary
DATE OF TRANSACTION 9 April 2014 (1a, b,& c)
OPTION STRIKE PRICE(CENTS) 16 009.00 (1a)
9 730.00 (1b)
3 554.00 (1c)
NUMBER OF OPTIONS TRANSACTED 7 500 (1a)
6 250 (1b)
125 000 (1c)
TOTAL RAND VALUE OF SECURITIES R1 200 675.00 (1a)
R608 125.00 (1b)
R4 442 500.00 (1c)
PERIOD OF EXERCISE Participants have a six month
period from the strike date
during which options can be
exercised.
NATURE OF TRANSACTION Acquisition of shares through
exercise of options
(off-market transaction)
NATURE AND EXTENT OF THE
DIRECTOR’S INTEREST IN THE Direct, beneficial
TRANSACTION
3.2 TYPE OF SECURITIES Shares
CLASS OF SECURITIES Ordinary
DATE OF TRANSACTION 9 April 2014 (1)
10 April 2014 (2)
CENTS PER SHARE 20 715.70 Ave (1)
20 705.00 Min
20 800.00 Max
20 861.97 Ave (2)
20 800.00 Min
21 039.00 Max
NUMBER OF SECURITIES TRANSACTED 31 289 (1)
68 711 (2)
TOTAL RAND VALUE OF SECURITIES R6 481 734.45 (1)
R14 334 468.21 (2)
NATURE OF TRANSACTION Disposal
(on-market transaction)
NATURE AND EXTENT OF THE
DIRECTOR’S INTEREST IN THE Direct beneficial
TRANSACTION
4. NAME CG van Schalkwyk
COMPANY Capitec Bank Holdings Limited
STATUS: Company Secretary
TYPE OF SECURITIES Options (1a, b, c & d)
Shares (2)
CLASS OF SECURITIES Ordinary
DATE OF TRANSACTIONS 10 April 2014 (1&2)
OPTION STRIKE PRICE (CENTS) 16 009.00 (1a)
9 730.00 (1b)
3 123.00 (1c)
3 554.00 (1d)
TRANSFER PRICE (CENTS) 20 890.00 (2)
NUMBER OF OPTIONS EXERCISED 1 937 (1a)
1 875 (1b)
8 750 (1c)
SHARES TRANSFERRED TO ASSOCIATE 9 375 (1d)
21 937 (2)
TOTAL RAND VALUE OF SECURITIES R310 094.33 (1a)
R182 437.50 (1b)
R273 262.50 (1c)
R333 187.50 (1d)
R4 582 639.30 (2)
STRIKE DATE OF OPTIONS 9 April 2014 (1a, b, c & d)
PERIOD OF EXERCISE Participants have a six month
period from the strike date
during which options can be
exercised.
NATURE OF TRANSACTION Acquisition of shares through
exercise of options (1)
(off-market transaction)
Transfer of shares to
Vernietwater Trust, an associate
of the company secretary of which
he is a trustee (2)
(off-market transaction)
NATURE AND EXTENT OF THE COMPANY
SECRETARY’S INTEREST IN THE Direct beneficial (1)
TRANSACTION Indirect non-beneficial (2)
Clearance to deal in the securities by the directors and company secretary
was obtained in accordance with Rule 3.66 of the JSE Limited Listings
Requirements.
11 April 2014
Stellenbosch
Sponsor
PSG Capital (Pty) Limited
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