| Thu 11 Dec 2014, 9:04 | | AQUARIUS PLATINUM LIMITED - Appendix 3B: New issue announcement application for quotation of additional securities and agreement |
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AQP 201412110010A
Appendix 3B: New issue announcement, application for quotation of additional securities and agreement
Aquarius Platinum Limited
(Incorporated in Bermuda)
Registration Number: EC26290
ISIN Code: BMG0440M1284
JSE Share Code: AQP
("Aquarius" or the "Company")
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement, application for quotation of additional securities and agreement
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX's property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002,
1/1/2003, 24/10/2005.
Name of entity
Aquarius Platinum Limited
ABN
ARBN 087 577 893
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1 +Class of +securities issued or to be Fully paid shares in Aquarius Platinum Limited
issued
2 Number of +securities issued or to be 36,505,657 shares
issued (if known) or maximum number
which may be issued
3 Principal terms of the +securities (eg, if Shares issued will rank equally with current fully paid shares
options, exercise price and expiry date; in the Company
if partly paid +securities, the amount
outstanding and due dates for
payment; if +convertible securities, the
conversion price and dates for
conversion)
4 Do the +securities rank equally in all Yes
respects from the date of allotment Shares issued rank equally with the existing fully paid
with an existing +class of quoted shares in the Company in all respects from the allotment
+securities? date.
If the additional securities do not rank
equally, please state:
- the date from which they do
- the extent to which they participate
for the next dividend, (in the case of
a trust, distribution) or interest
payment
- the extent to which they do not rank
equally, other than in relation to the
next dividend, distribution or
interest payment
5 Issue price or consideration US$0.24961
6 Purpose of the issue The Shares were issued to the original vendors of the
(If issued as consideration for the Kruidfontein Right in settlement of the Company's
acquisition of assets, clearly identify contractual obligation to pay (or issue Shares to the value
those assets) of) USD9.1 million to the original vendors in connection
with the Company's recent sale of its indirect interest in
the Kruidfontein prospecting right.
7 Dates of entering +securities into 11 December 2014
uncertificated holdings or despatch of
certificates
Number +Class
8 Number and +class of all +securities Fully paid common shares.
1,501,979,560
quoted on ASX (including the securities in
clause 2 if applicable)
Number +Class
9 Number and +class of all +securities not - -
quoted on ASX (including the securities in
clause 2 if applicable)
10 Dividend policy (in the case of a trust, Whilst the Company does not have a Dividend Policy, this
distribution policy) on the increased matter is reviewed constantly by the Board of Directors.
capital (interests)
+ See chapter 19 for defined terms.
Part 2 - Bonus issue or pro rata issue
Not applicable
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the escrowed period, partly paid securities that
become fully paid, employee incentive share securities when restriction ends, securities issued
on expiry or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Not applicable
Entities that have ticked box 34(b)
Not applicable
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute discretion. ASX may quote the +securities
on any conditions it decides.
2 We warrant the following to ASX.
- The issue of the +securities to be quoted complies with the law and is not for an illegal
purpose.
- There is no reason why those +securities should not be granted +quotation.
- An offer of the +securities for sale within 12 months after their issue will not require disclosure
under section 707(3) or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities
in order to be able to give this warranty
- Section 724 or section 1016E of the Corporations Act does not apply to any applications
received by us in relation to any +securities to be quoted and that no-one has any right to
return any +securities to be quoted under sections 737, 738 or 1016F of the Corporations Act
at the time that we request that the +securities be quoted.
- If we are a trust, we warrant that no person has the right to return the +securities to be
quoted under section 1019B of the Corporations Act at the time that we request that the
+securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense
arising from or connected with any breach of the warranties in this agreement.
4 We give ASX the information and documents required by this form. If any information or document
not available now, will give it to ASX before +quotation of the +securities begins. We acknowledge
that ASX is relying on the information and documents. We warrant that they are (will be) true and
complete.
Sign here: ............................................................ Date:
Company Secretary
Print name: Willi Boehm
Johannesburg
11 December 2014
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 11/12/2014 09:04:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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