| Tue 8 Sep 2020, 16:45 | | VIVO ENERGY PLC - TR-1: Standard form for notification of major holdings |
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TR-1: Standard form for notification of major holdings
Vivo Energy plc
(Incorporated in England and Wales)
(Registration number: 11250655)
(Share code: VVO)
LEI: 213800TR7V9QN896AU56
ISIN: GB00BDGT2M75
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are at- Vivo Energy plc
tachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name Helios Investment Partners
City and country of registered office (if applicable) London, United Kingdom
4. Full name of shareholder(s) (if different from 3.)v
Name
HIP Oils Mauritius Ltd and Helios Holdings Limited
Ebene, Mauritius and George Town and Grand
City and country of registered office (if applicable)
Cayman, Cayman Islands
5. Date on which the threshold was crossed or
7th September 2020
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY): 7th September 2020
7. Total positions of person(s) subject to the notification obligation
1
% of voting rights
% of voting rights at- Total number of
through financial instru- Total of both in %
tached to shares (to- voting rights of is-
ments (8.A + 8.B)
tal of 8. A) suervii
(total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
threshold was
27.236% 0 27.236% 1,266,941,899
crossed or reached
Position of previous
notification (if 29.064% 0 29.064% 1,265,002,519
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)
Ordinary
(ISIN: GB00BDGT2M75)
345,067,512 27.236%
SUBTOTAL 8. A
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights
Type of financial in- Expiration Exercise/ that may be acquired if
% of voting rights
strument datex Conversion Periodxi the instrument is
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Exercise/ Physical or
Type of financial Expiration Number of
Conversion Pe- cash % of voting rights
instrument datex voting rights
riod xi settlementxii
2
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv X
(please add additional rows as necessary)
% of voting rights
% of voting rights if through financial in- Total of both if it
it equals or is higher struments if it equals or is higher
Namexv
than the notifiable equals or is higher than the notifiable
threshold than the notifiable threshold
threshold
Helios Investment Partners
Controlled entities are set out 27.236% 27.236% 27.236%
below:
Helios Investors II, Africa Ltd 16.473% 0.0% 16.473%
Peak Co-Investment Partners, L.P 6.260% 0.0% 6.260%
Peak Co- Investments II, LP
HIP Peak Partners LP
HIP Oils Mauritius Limited 24.164% 0.0% 24.164%
Helios Holdings Limited 3.072% 0.0% 3.072%
10. In case of proxy voting, please identify:
Name of the proxy holder
3
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
This notification is made in connection with the distribution in specie of 41,740,235 shares in Vivo Energy PLC, previ-
ously held (indirectly, through HIP Oils Mauritius Limited) by Helios Investors, L.P., to the participants in Helios Inves-
tors, L.P., in proportions reflecting the participants’ respective entitlement to these shares pursuant to their governing
documents. The distribution is being effected as part of the regular winding up of Helios Investors, L.P., following the
expiry of its term. The distributed shares represent 3.3% of the voting rights of Vivo Energy PLC, with 1.5% distrib-
uted to Helios Holdings Limited.
Place of completion London, United Kingdom
Date of completion 7th September 2020
8 September 2020
JSE Sponsor: J.P. Morgan Equities South Africa (Pty) Ltd
4
Date: 08-09-2020 04:45:00
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