|
BIL
BIBLT
BIL - BHP Billiton Plc - Dealings by offerors, offeree companies or their
associates for themselves or for discretionary clients
BHP Billiton Plc
Share code: BIL
ISIN: GB0000566504
FORM 8.1
DEALINGS BY OFFERORS, OFFEREE COMPANIES OR THEIR ASSOCIATES FOR THEMSELVES OR
FOR DISCRETIONARY CLIENTS (Rules 8.1(a) and (b)(i) of the City Code on Takeovers
and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) See attached Schedule
Company dealt in BHP Billiton Limited
Class of relevant security to which the Ordinary shares
dealings being disclosed relate (Note 2)
Date of dealing See attached Schedule
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number Number
(%) (%)
(1) Relevant See attached Schedule N/A
securities (Part A)
(2) Derivatives (other N/A N/A
than options)
(3) Options and N/A N/A
agreements to
purchase/sell
Total See attached Schedule N/A
(Part A)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant Long Short
security:
Number Number
(%) (%)
(1) Relevant See attached Schedule N/A
securities (Part B)
(2) Derivatives (other N/A N/A
than options)
(3) Options and N/A N/A
agreements to
purchase/sell
Total See attached Schedule N/A
(Part B)
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
See attached Schedule (Part C)
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
See attached Schedule
(Part D)
(b) Derivatives transactions (other than options)
Product name, e.g. Long/short (Note Number of Price per unit
CFD 6) securities (Note (Note 5)
7)
See attached Schedule
(Part E)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number Exercise Type, Expiry Option
name, selling, of price e.g. date money paid/
e.g. call purchasin securiti American, received
option g, es to European per unit
varying which etc. (Note 5)
etc. the
option
relates
(Note 7)
See
attached
Schedule
(Part F)
(ii) Exercising
Product name, e.g. Number of securities Exercise price per unit
call option (Note 5)
See attached Schedule
(Part G)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit (if
(Note 8) applicable) (Note 5)
See attached Schedule
(Part H)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 13 October 2008
Contact name Mimi Ajibade
Telephone number +44 20 7802 4000
Name of offeree/offeror with which BHP Billiton Limited
Associated
Specify category and nature of Category (3) - directors (together
Associate status (Note 10) with their close relatives and
related trusts) of subsidiaries of
BHP Billiton Plc and BHP Billiton
Ltd and fellow subsidiaries and
their associated companies
Notes
The Notes on Form 8.1 can be viewed on the Takeover Panel`s website at
www.thetakeoverpanel.org.uk
SCHEDULE
Form 8.1 Aggregated Dealings Disclosure
Part A - Interests and short positions (following dealing) in the class of
relevant security dealt in
Name Holding of Holding of Holding of Total
relevant relevant derivatives
securities (excl. securities under other than
relevant option options
securities under
option)
Long Short Long Short Long Short Long Short
Number % Number Number Number Number Number Number Number
% % % % % % %
Glenn 6,832 6,832
Waller Ordinary Ordinar
shares in y
BHP shares
Billiton in BHP
Limited Billito
n
(0.0003%) Limited
(0.0003
%)
Glenn 27,492 27,492
Kellow Ordinary Ordinar
shares in y
BHP shares
Billiton in BHP
Limited Billito
n
(0.0012%) Limited
(0.0012
%)
Murray 12,781 12,781
C.H.
Worner Ordinary Ordinar
shares in y
BHP shares
Billiton in BHP
Limited Billito
n
(0.0006%) Limited
(0.0006
%)
Alec 3,125 3,125
M.
Patter Ordinary Ordinar
son shares in y
BHP shares
Billiton in BHP
Limited Billito
n
(0.0001%) Limited
(0.0001
%)
Part B - Interests and short positions in relevant securities of the company,
other than the class dealt in
Name Holding of Holding of Holding of Total
relevant relevant derivatives other
securities securities under than options
(excl. relevant option
securities under
option)
Long Short Long Short Long Short Long Short
Number Number Number Number Number Number % Number Number
% % % % % % %
N/A
Part C - Rights to subscribe
Name Details
Glenn Waller 15,000 Performance Shares awarded under the Long Term
Incentive Plan 2005
15,000 Performance Shares awarded under the Long Term
Incentive Plan 2006
1,724 Deferred Shares awarded under the Group Incentive Scheme
2007
6,221 Deferred Shares awarded under the Group Incentive Scheme
2007
15,000 Performance Shares awarded under the Long Term
Incentive Plan 2007
Glenn Kellow 1,000 shares under loan held under the Employee Share Plan
1992
1,000 shares under loan held under the Employee Share Plan
1993
1,000 shares under loan held under the Employee Share Plan
1994
1,000 shares under loan held under the Employee Share Plan
1995
6,391 shares awarded (plus 6,000 bonus) under the Employee
Share Plan 1999
10,500 shares awarded (plus 12,745 bonus) under the PSP 2000
23,580 shares awarded (plus 1,698 bonus) under the PSP 2001
20,000 Performance Shares awarded under the Long Term
Incentive Plan 2005
20,000 Performance Shares awarded under the Long Term
Incentive Plan 2006
40,000 Performance Shares awarded under the Long Term
Incentive Plan 2007
6,373 shares awarded under the Group Incentive Scheme 2007
Murray C.H. 1,000 shares under loan held under the Employee Share Plan
Worner 1991
1,000 shares under loan held under the Employee Share Plan
1992
1,000 shares under loan held under the Employee Share Plan
1993
1,000 shares under loan held under the Employee Share Plan
1994
1,000 shares under loan held under the Employee Share Plan
1995
500 shares under loan held under the Employee Share Plan 1997
Alec M. 1,000 shares under loan held under the Employee Share Plan
Patterson 1992
1,000 shares under loan held under the Employee Share Plan
1993
21,150 shares awarded under the Employee Share Plan 2001
Part D - Purchases and Sales
Name Date of dealing Purchase/ Number of Price per
Sale relevant unit
securities
Glenn 30.09.08 Sale 600 AUD31.80
Waller
Glenn 22.08.08 Sale 3,444 AUD40.17
Kellow
Murray C.H. 29.09.08 Purchase 1,000 AUD35.29
Worner
12.06.08 Purchase 1,000 AUD41.88
19.04.08 Sale 1,000 AUD44.53
Alec M. 08.09.08 Sale 374 AUD36.91
Patterson
Part E - Derivative Transactions
Name Date of Product name long/short Number of Price per
dealing (e.g. contract relevant relevant
for difference) securities security
N/A
Part F - Writing, selling, purchasing or varying options
Name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities American, money
purchasing, to which price European date
varying the option etc. paid/
etc. relates received
per unit
N/A
Part G - Exercising Options
Name Date of Product name (e.g. option/award) Number of Exercise
exercise relevant price
securities per
acquired relevant
security
N/A
Part H - Other dealings
Name Date of Number of Nature of Details Price per
exercise securities to transaction unit (if
which the applicable)
dealing relates
Glenn 26.08.08 6,312 Exercise Deferred
Waller Shares
awarded
under
the
Group
Incentiv
e Scheme
2006
Glenn 22.08.08 10,668 Exercise Deferred
Kellow Shares
awarded
under
the
Group
Incentiv
e Scheme
2006
Alec M. 08.09.08 827 Exercise Deferred
Patterson Shares
awarded
under
the
Group
Incentiv
e Scheme
2006
FORM 8.1
DEALINGS BY OFFERORS, OFFEREE COMPANIES OR THEIR ASSOCIATES FOR THEMSELVES OR
FOR DISCRETIONARY CLIENTS (Rules 8.1(a) and (b)(i) of the City Code on Takeovers
and Mergers)
1. KEY INFORMATION
Name of person dealing (Note See attached Schedule
1)
Company dealt in BHP Billiton Plc
Class of relevant security Ordinary shares
to which the dealings being
disclosed relate (Note 2)
Date of dealing See attached Schedule
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number Number
(%) (%)
(1) Relevant See attached N/A
securities Schedule (Part A)
(2) Derivatives N/A N/A
(other than
options)
(3) Options and N/A N/A
agreements to
purchase/sell
Total See attached N/A
Schedule (Part A)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant Long Short
security:
Number Number
(%) (%)
(1) Relevant See attached N/A
securities Schedule (Part B)
(2) Derivatives N/A N/A
(other than
options)
(3) Options and N/A N/A
agreements to
purchase/sell
Total See attached N/A
Schedule (Part B)
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
See attached Schedule (Part
C)
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Price per unit
securities (Note 5)
See attached
Schedule (Part D)
(b) Derivatives transactions (other than options)
Product name, Long/short Number of Price per
e.g. CFD (Note 6) securities unit (Note 5)
(Note 7)
See attached
Schedule
(Part E)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, Expiry Option
name, e.g. selling, securitie price e.g. date money
call option purchasing, s to American, paid/
varying which the European received
etc. option etc. per unit
relates (Note 5)
(Note 7)
See
attached
Schedule
(Part F)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
See attached
Schedule
(Part G)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit (if
(Note 8) applicable) (Note 5)
See attached Schedule
(Part H)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between
the person disclosing and any other person relating to the voting
rights of any relevant securities under any option referred to on
this form or relating to the voting rights or future acquisition or
disposal of any relevant securities to which any derivative
referred to on this form is referenced. If none, this should be
stated.
None
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 13 October 2008
Contact name Mimi Ajibade
Telephone number +44 20 7802 4000
Name of offeree/offeror with which BHP Billiton Limited
Associated
Specify category and nature of Category (3) - directors (together
Associate status (Note 10) with their close relatives and
related trusts) of subsidiaries of
BHP Billiton Plc and BHP Billiton
Ltd and fellow subsidiaries and
their associated companies
Notes
The Notes on Form 8.1 can be viewed on the Takeover Panel`s website at
www.thetakeoverpanel.org.uk
SCHEDULE
Form 8.1 Aggregated Dealings Disclosure
Part A - Interests and short positions (following dealing) in the class of
relevant security dealt in
Name Holding of Holding of Holding of Total
relevant relevant derivatives
securities (excl. securities other than
relevant under option options
securities under
option)
Long Short Long Short Long Short Long Short
Number Number Number Number Number Number Number Number
% % % % % % % %
S. Nil Nil
Carl
Louw
Alex 45,089 45,089
Van Ordinar Ordinar
Wyk y y
shares shares
in BHP in BHP
Billito Billito
n Plc n Plc
(0.0020 (0.0020
%) %)
3,185 3,185
Ordinar Ordinar
y y
shares shares
in BHP in BHP
Billito Billito
n n
Limited Limited
(0.0001 (0.0001
%) %)
1,207 1,207
Ordinar Ordinar
y y
shares shares
in Rio in Rio
Tinto Tinto
Plc Plc
(0.0001 (0.0001
%) %)
Paul 25,337 25,337
Potter Ordinar Ordinar
y y
shares shares
in BHP in BHP
Billito Billito
n Plc n Plc
(0.0011 (0.0011
%) %)
Part B - Interests and short positions in relevant securities of the company,
other than the class dealt in
Name Holding of relevant Holding of Holding of Total
securities (excl. relevant derivatives
relevant securities securities under other than
under option) option options
Long Short Long Short Long Short Long Short
Number % Number % Number % Number Number Number Number Numbe
% % % % %
N/A
Part C - Rights to subscribe
Name Details
S. Carl Louw 5,000 Performance Shares awarded under the Long Term Incentive
Plan 2004
5,000 Performance Shares awarded under the Long Term Incentive
Plan 2005
Alex Van Wyk 7,500 Performance Shares awarded under the Long Term Incentive
Plan 2004
7,500 Performance Shares awarded under the Long Term Incentive
Plan 2005
7,500 Performance Shares awarded under the Long Term Incentive
Plan 2006
7,500 Performance Shares awarded under the Long Term Incentive
Plan 2007
2,932 shares awarded under the Group Incentive Scheme 2007
Paul Potter 5,000 Performance Shares awarded under the Long Term Incentive
Plan 2004
5,000 Performance Shares awarded under the Long Term Incentive
Plan 2005
7,500 Performance Shares awarded under the Long Term Incentive
Plan 2006
7,500 Performance Shares awarded under the Long Term Incentive
Plan 2007
2,785 shares awarded under the Group Incentive Scheme 2005
2,105 shares awarded under the Group Incentive Scheme 2006
3,062 shares awarded under the Group Incentive Scheme 2007
Part D - Purchases and Sales
Name Date of Purchase/Sale Number of Price per
dealing relevant unit
securities
S. Carl Louw 27.08.08 Sale 1,078 ZAR227.80
Paul Potter 30.09.08 Purchase 930 ZAR301.98
Part E - Derivative Transactions
Name Date of Product name long/s Number of Price per
dealing (e.g. hort relevant relevant
contract for securitie security
difference) s
N/A
Part F - Writing, selling, purchasing or varying options
Name Writing, Number of Exercise Type, e.g. Expiry Option money
selling, securities American,
purchasing, to which price European date paid/
varying etc. the option etc. received per
relates unit
N/A
Part G - Exercising Options
Name Date of Product name (e.g. option/award) Number of Exercise
exercise relevant price
securities per
acquired relevant
security
N/A
Part H - Other dealings
Name Date of Number of Nature of Details Price per unit
exercis securities to transaction (if applicable)
e which the
dealing relates
S. Carl 27.08.0 1,078 Exercise Deferred
Louw 8 Shares
awarded
under
the
Group
Incentiv
e Scheme
2006
Alex Van 02.09.0 3,256 Exercise Deferred
Wyk 8 Shares
awarded
under
the
Group
Incentiv
e Scheme
2006
Date: 14/10/2008 07:36:01 Produced by the JSE SENS Department.
The SENS service is an information dissemination service administered by the
JSE Limited (`JSE`). The JSE does not, whether expressly, tacitly or
implicitly, represent, warrant or in any way guarantee the truth, accuracy or
completeness of the information published on SENS. The JSE, their officers,
employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature,
howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.
| Profile Group (Pty) Ltd. has taken care in preparing all information on this website, but does not accept any liability for errors or out-of-date information. | |||||||||||||
| Other Profile Group sites: FundsData Online (unit trust data) | Profile Group corporate site | |||||||||||||
| [ Terms of Use | Privacy Policy | PAIA manual | FAQs/Help | Site Map | © Copyright Reserved 2026 ] | |||||||||||||
|
|||||||||||||
