| Wed 25 Oct 2023, 16:00 | | GEMFIELDS GROUP LIMITED - TR-1: Standard form for notification of major holdings |
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TR-1: Standard form for notification of major holdings
GEMFIELDS GROUP LIMITED
Incorporated in Guernsey. Guernsey registration Number: 47656.
South African external company registration number 2009/012636/10
Share code on JSE:GML / AIM:GEM
ISIN: GG00BG0KTL52 | LEI: 21380017GAVXTCYS5R31
("Gemfields" or the "Company")
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GG00BG0KTL52
Issuer Name
GEMFIELDS GROUP LIMITED
UK or Non-UK Issuer
UK
2. Reason for Notification
An event changing the breakdown of voting rights
3. Details of person subject to the notification obligation
Name
Rozendal & Associates Holdings Limited
City of registered office (if applicable)
Port Louis
Country of registered office (if applicable)
Mauritius
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s)
subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
18-Oct-2023
6. Date on which Issuer notified
24-Oct-2023
7. Total positions of person(s) subject to the notification
obligation
% of voting
% of voting rights through
Total number of
rights attached financial Total of both in
voting rights
to shares (total instruments % (8.A + 8.B)
held in issuer
of 8.A) (total of 8.B 1 +
8.B 2)
Resulting
situation on
the date on
which 13.030000 0.000000 13.030000 156434855
threshold was
crossed or
reached
Position of
previous
12.83 0.000000 12.83
notification (if
applicable)
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of Number of direct Number of indirect % of indirect
% of direct voting
shares ISIN voting rights voting rights voting rights
rights (DTR5.1)
code(if possible) (DTR5.1) (DTR5.2.1) (DTR5.2.1)
GG00BG0KTL52 121421618 35013237 10.110000 2.920000
Sub Total 8.A 156434855 13.030000%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Number of voting rights that may % of
Type of financial Expiration Exercise/conversion
be acquired if the instrument is voting
instrument date period
exercised/converted rights
Sub Total 8.B1
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
Type of % of
Expiration Exercise/conversion Physical or cash Number of
financial voting
date period settlement voting rights
instrument rights
Sub Total 8.B2
9. Information in relation to the person subject to the
notification obligation
2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add
additional rows as necessary)
Ultimate Name of controlled % of voting % of voting Total of both if it
controlling person undertaking rights if it equals rights through equals or is higher
or is higher than financial than the notifiable
the notifiable instruments if it threshold
threshold equals or is
higher than the
notifiable
threshold
Rational
Kalander
Expectations 10.113000 0.000000 10.113000%
Trust
(Pty) Ltd
Afrika Beaucourt
Avontuur Holdings 0.039000 0.000000 0.039000%
Trust (Pty) Ltd
Kalander Potdrie (Pty)
0.284000 0.000000 0.284000%
Trust Ltd
Groenpunt
Groenpunt
Kapitaal 0.232000 0.000000 0.232000%
Trust
Limited
Rozendal &
Vinkel Trust Associates 0.597000 0.000000 0.597000%
Holdings Ltd
Afrika
Afrika
Avontuur
Avontuur 1.765000 0.000000 1.765000%
Kapitaal
Trust
(Pty) Ltd
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
The following parties are related to Rational Expectations holding
10.113% directly (the party subject to reporting notification) and their
respective % holdings are as follows:
1: Rozendal & Associates Holdings Limited - 0.597%
2: Groenpunt Kapitaal Limited - 0.232%
3: Potdrie Proprietary Limited - 0.284%
4: Afrika Avontuur Kapitaal Proprietary Limited - 1.765%
5: Beaucourt Holdings Proprietary Limited - 0.039
12. Date of Completion
13. Place Of Completion
Cape Town
LONDON, 25 OCTOBER 2023
Sponsor: Investec Bank Limited
Date: 25-10-2023 04:00:00
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