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AQP
AQP
Aquarius Platinum - New issue announcement, application for
quotation of additional securities and agreement
Aquarius Platinum Limited
(Incorporated in Bermuda)
Registration Number: EC26290
Share Code JSE: AQP ISIN Code: BMG0440M1029
("Aquarius Platinum")
Appendix 3B
New issue announcement, application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX"s property
and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003.
Name of entity
Aquarius Platinum Limited
ABN
087 577 893
We (the entity) give ASX the following information.
Part 1- All issues
You must complete the relevant sections (attach sheets if there is not
enough space).
1 +Class of +securities issued or to Fully paid shares in
be issued Aquarius Platinum Limited
("Shares") issued upon
exercise of Options.
2 Number of +securities issued or to 10,000 Shares issued upon
be issued (if known) or maximum exercise of Options.
number which may be issued
3 Principal terms of the +securities Shares issued upon exercise
(e.g., if options, exercise price of options will rank
and expiry date; if partly paid equally with current fully
+securities, the amount paid shares in the Company.
outstanding and due dates for
payment; if +convertible
securities, the conversion price
and dates for conversion)
4 Do the +securities rank equally in
all respects from the date of Shares issued upon the
allotment with an existing +class exercise of options rank
of quoted +securities? equally with the existing
ordinary shares in all
If the additional securities do respects from the allotment
not rank equally, please state: date including in respect
the date from which they do of future dividends.
the extent to which they
participate for the next dividend,
(in the case of a trust,
distribution) or interest payment
the extent to which they do not
rank equally, other than in
relation to the next dividend,
distribution or interest payment
5 Issue price or consideration The Shares issued upon
exercise of options were
issued at the exercise
price of GBP3.32 per share.
6 Purpose of the issue Being the exercise of
(If issued as consideration for unlisted options
the acquisition of assets, clearly
identify those assets)
7 Dates of entering +securities into 1 December 2006
uncertificated holdings or
despatch of certificates
Number +Class
8 Number and +class of all 84,555,558 Ordinary
+securities quoted on ASX
(including the securities in
clause 2 if applicable)
Number +Class
9 Number and +class 50,000 Unlisted options
of all +securities 130,000 expiring 26/10/11
not quoted on ASX 1,066,760 Unlisted options
(including the 209,865 expiring 21/11/13
securities in 424,694 Unlisted options
clause 2 if 78,965 expiring 11/06/11
applicable) 80,036 Unlisted options
expiring 11/10/11
Unlisted options
expiring 02/11/11
Unlisted options
expiring 02/08/12
Unlisted options
expiring 26/05/13
10 Dividend policy (in Whilst the Company does not have a
the case of a Dividend Policy, this matter is
trust, distribution reviewed constantly by the Board of
policy) on the Directors.
increased capital
(interests)
Part 2 - Bonus issue or pro rata issue
NOT APPLICABLE
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the
escrowed period, partly paid securities that
become fully paid, employee incentive share
securities when restriction ends, securities
issued on expiry or conversion of convertible
securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
NOT APPLICABLE
Entities that have ticked box 34(b)
NOT APPLICABLE
Quotation agreement
1 +Quotation of our additional +securities is in ASX"s absolute
discretion. ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
* The issue of the +securities to be quoted complies with the law and is
not for an illegal purpose.
* There is no reason why those +securities should not be granted
+quotation.
* An offer of the +securities for sale within 12 months after their
issue will not require disclosure under section 707(3) or section 1012C(6)
of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers
for the securities in order to be able to give this warranty
* Section 724 or section 1016E of the Corporations Act does not apply to
that no-one has any right to return any +securities to be quoted under
sections 737, 738 or 1016F of the Corporations Act at the time that we
request that the +securities be quoted.
* We warrant that if confirmation is required under section 1017F of the
Corporations Act in relation to the +securities to be quoted, it has been
provided at the time that we request that the +securities be quoted.
* If we are a trust, we warrant that no person has the right to return
the +securities to be quoted under section 1019B of the Corporations Act at
the time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in
respect of any claim, action or expense arising from or connected with any
breach of the warranties in this agreement.
4 We give ASX the information and documents required by this form. If
any information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying
on the information and documents. We warrant that they are (will be) true
and complete.
Print name:
Willi Boehm........
Sponsor :Investec Bank Limited
4 December 2006
Date: 04/12/2006 10:32:14 AM Produced by the JSE SENS Department
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